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Position: Compliance Manager - £45,000- £55,000 - Mortgages
Location: Birmingham,,
Position Type:
Sectors/Categories:
Salary: 50000
Complaince Manager - Mortgages - Birmingham - 45,000 - 55,000
My Client who is a leading financial services organization is looking to appoint a Compliance Manager to oversee all aspects of Compliance for their residential & commercial mortgaging activities.
Working from Birmingham,in the West Midlands you will have responsibility for:
Compliance monitoring and investigation of ongoing business activity including reviews of relevant
business lines activity and ad hoc visits to third party service providers and administrators to
ensure compliance issues are identified and then where necessary, interpretation guidance given to
the business to ensure remediation.
* Oversight of third party management information to both ensure adequacy and early identification
of issues.
* Production of regular compliance management reporting and a monthly regulatory roundup for
distribution up to management.
* Collating and preparing information for parties external to Compliance including FSA Returns. Understanding and responding to customer complaints and non standard communications with
Financial Ombudsman.
*Perform oversight of FSA remediation plans ensuring that remedial actions are tracked and can be
independently assessed for RAG status.
*Raising awareness of Treating Customers Fairly (TCF) approach throughout all layers of business
management and operations.
*Assist in the preparation and execution of annual Compliance Risk Assessment and Monitoring Plan
for mortgage activities within the group.
For this exceptional opening an in depth knowledge of Mortgage Conduct of Business (MCOB) and the Consumer Credit Act is a pre-requisite.
I am especially looking to speak to candidates who can demonstrate a strong background in the Mortgaging Industry, if you feel you meet the criteria and are lookign for an exciting new iopportunity, please call me, Francis Ondoro on 01179459000 to discuss.
Company Name: Timothy James Consulting
Advertised On: Fiish Media
Date Posted: 26 May 2011
